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法庭

監管與合規解決方案

隨著監管要求不斷變化，企業合規變得日益重要。有效的合規計畫能降低風險、防止欺詐，並提升投資者信心。全球擴張下，駕馭多樣化的監管環境對企業可持續增長至關重要。強大的合規框架還可簡化運營，培養道德文化，樹立良好聲譽。

引導合規      賦能治理！

客戶盡職調查 
打擊洗錢及恐怖分子資金籌集

法律審查、資金來源分析投資偏好、風險評估、
監控交易中的可疑活動

內部審計

定期評估現有政策和程式
協助牌照申請過程
向監管機關提交所需報告

外部專業人士擔任職能

外部專業人士
合適的候選人

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 Warren Buffett 

It takes 20 years to build a reputation and five minutes to ruin it. If you think about that, you’ll do things differently.

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Paul Koziarz

“You have to evaluate compliance not as an expense, but as a money saver. Sure, managing compliance takes resources, but it’s nowhere near as expensive as the costs associated with a breach.”

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Robert W. McDonald

In an increasingly complex regulatory environment, corporate compliance is not just a legal obligation; it's a fundamental component of corporate integrity

我們知道，有時很難找到合適的候選人，從管理層到董事和合規職能。讓我們就以下職位為您提供最佳解決方案!

隊友

董事   
負責人                     
反洗錢合規官        
洗錢報告官             
副反洗錢報告官        
負責人員及持牌代表 
普通合夥人             
投資經理和投資顧問
FATCA報告官
CRS報告官

Directorship
Responsible Person (“RP”)
Anti-Money Laundering Compliance Officer (“AMLCO")
Money Laundering Reporting Officer (“MLRO”)
Deputy Anti-Money Laundering Reporting Officer (“DMLRO”)
Responsible Officers (“RO”) and Representatives (“REP”)
General Partner ("GP")
Investment manager and Investment Advisor ("IM/IA")
Foreign Account Tax Compliance Act
Common Reporting Standard

外部招聘通過從公司外部引入候選人，為高管職位帶來新觀點和多樣化的專業知識。利用廣泛的人才庫，公司能找到符合戰略目標的技能與經驗，提升聲譽、推動增長、改善決策並增強韌性。

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